WMS Advisors, LLC

CONNECT

Address:

Rockville, MD
11300 Rockville Pike, Suite 800
Rockville, MD 20852

Charlotte, NC
6135 Park South Drive
Charlotte, NC 28210

Phone:

301-294-7804,Toll Free: 888-394-7804

Fax/Other:

301-294-7809

Our Team

 

 

 

 

 

 

 

 

 

David R. Williams, CFP®                                                    

Dave Williams, company founder, is an Investment Advisor Representative of WMS Advisors, LLC, a Registered Investment Advisory firm, a CFP® Practitioner, and a Registered Representative with H. Beck, Inc., a broker-dealer. Dave is also a member of various professional associations including the FPA, AICPA, NSPA and Accreditation Council for Federal Taxation.

Dave began his career as a practicing accountant and business advisor back in 1976 and was certified in the state of Maryland in 1982. His practice concentration was directed toward tax and strategic business planning, focusing on professional practices in the areas of health care, law and consulting.

The practice continued to expand into the investment management and financial planning areas taking advantage of Dave's additional securities industry credentials. Dave currently holds the following FINRA securities registrations:

  • Series 6 - Investment Company Products/Variable Contracts Limited Representative
  • Series 7- General Securities Representative
  • Series 24 - General Securities Principal
  • Series 51 - Municipal Fund Securities Principal
  • Series 63 - Uniform Securities Agent – State License
  • Series 65 - Uniform Investment Advisor Law

Dave and his wife, Claudia, currently reside in Naples, FL. They have two children, a daughter, Carly, who heads up business development for a large computer consulting firm in Atlanta, GA and a son, Chase, who recently graduated from Florida State Univ. with a degree in finance and now lives and works in Florida. An avid golfer, Dave also enjoys skiing, tennis, fitness and playing with his dog - Bear. 

 

 

 

 

 

 

 

 

 

 

Thomas G. MacLennan, Jr. - CFP®        

Tom is an Investment Advisor Representative of WMS Advisors, LLC, a Registered Investment Advisory firm,  a CFP® Practitioner, and a Registered Representative with H. Beck, Inc., a broker-dealer.  He is a graduate of Clemson University and holds a B.S. in Financial Management with an emphasis in Financial Services.  Having worked in the financial services industry since 2007, Tom is responsible for client relationship management as well as investment and portfolio research.  Tom's securities registrations include the following:

  • Series 7- General Securities Representative
  • Series 24 - General Securities Principal
  • Series 66 - Uniform Investment Advisor

As a Certified Financial Planner (CFP®), Tom has met rigorous standards and has agreed to adhere to the principles of integrity, objectivity, competence, fairness, confidentiality, professionalism, and due diligence when working with clients.

Tom is a native of South Carolina but has called Charlotte, NC home since 2015.  Prior to Charlotte, Tom lived in Washington, DC where he met his wife, Cameron.  In his spare time, he enjoys tennis, golf, traveling, cooking and Clemson football. 

 

 

 

 

 

 

 

 

 

Maria Warner - Investment Management Assistant

Maria is the newest member of the team.  She will provide operational and administrative support.   Maria graduated from the University of Delaware with a degree in finance/management information systems.  She pursued a career in database development and went to work for Booz Allen & Hamilton where she designed and developed database applications.  She left to start a family and raise her 2 daughters and son.  Maria re-entered the workforce 10 years later as a bookkeeper for a small property management company, and became knowledgeable in QuickBooks and accounting.  She is excited to get back to her original roots in finance.  Maria loves to travel, read, and spend quality time with her family.

 

 

 

 

 

 

 

 

 

Sandy Sakala – Rep Liaison

Sandy has worked in the financial industry since 1986 and has been with the firm since 1999. Sandy now provides operational support to Dave's production group which consists of 27 independent H. Beck, Inc. registered representatives located in  MD, VA, DC & PA.

 

 
 
 
 
Check the background of this financial professional on FINRA's BrokerCheck
Check the background of this financial professional on FINRA's BrokerCheck