Privacy Policy


Privacy Policy

Investment Advisors, like all providers of personal financial services, are now required by law to inform their clients of their policies regarding privacy of client information. We have been and continue to be bound by professional standards of confidentiality that are even more stringent than those required by law. Therefore, we have always protected your right to privacy.

Types of Nonpublic Personal Information We Collect

We collect nonpublic personal information about you that is provided to us by you or obtained by us from third parties with your authorization.

Parties to Whom We Disclose Information

For current and former clients, we do not disclose any nonpublic personal information obtained in the course of our practice except as required or permitted by law. Permitted disclosures include, for instance, providing information to our employees. As a condition of employment, all employees sign confidentiality agreements. In limited situations, we disclose information to unrelated third parties who need to know that information to assist us in providing services to you. However, we do not sell client information nor do we place business with any managers, etc. who allow this practice. In all such situations, we stress the confidential nature of information being shared.

Protecting the Confidentiality and Security of Current and Former Clients’ Information

We retain records relating to professional services that we provide so that we are better able to assist you with your professional needs and, in some cases, to comply with professional guidelines. In order to protect your nonpublic personal information, we maintain physical, electronic, and procedural safeguards that comply with our professional standards. Client information is secured in a location used only by our staff and are always kept out of sight of visitors to our office. All documents containing any client information are shredded before disposal.


Please call if you have any questions, because your privacy, our professional ethics, and the ability to provide you with quality financial services are very important to us. 

Securities offered through Grove Point Investments, LLC, member FINRA/SIPC. Investment Advisory Services offered through Grove Point Advisors, LLC and WMS Advisors. Grove Point Investments, LLC & Grove Point Advisors LLC are subsidiaries of Grove Point Financial, LLC. WMS Advisors, LLC  is not affiliated with Grove Point Financial, LLC or its subsidiaries. Securities and Investment Advisory Services offered at 11300 Rockville Pike Suite 800 Rockville MD 20852. Investment Advisory Services through WMS Advisors, LLC also offered at 6135 Park South Drive, Suite 510 Charlotte NC.